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OLD MUTUAL PLC - Form 8.3 Disclosure - GKN plc

Release Date: 23/02/2018 13:50
Code(s): OML     PDF:  
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Form 8.3 Disclosure - GKN plc

 OLD MUTUAL PLC
 ISIN CODE: GB00B77J0862
 JSE SHARE CODE: OML
 NSX SHARE CODE: OLM
 ISSUER CODE: OLOMOL
 Old Mutual
                                                      FORM 8.3

                    PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
             A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                               Rule 8.3 of the Takeover Code (the “Code”)

       1.       KEY INFORMATION

(a) Identity of the person whose positions/dealings are                         Old Mutual plc
    being disclosed:
                                                                              (and subsidiaries)
(b) Owner or controller of interests and short
    positions disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is
    insufficient
(c) Name of offeror/offeree in relation to whose                                   GKN plc
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                       22/02/2018
(f) Has the discloser previously disclosed, or are they                     Melrose Industries plc
    today disclosing, under the Code in respect of any
    other party to this offer?

       2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

       (a)      Interests and short positions in the relevant securities of the offeror or offeree to
                which the disclosure relates following the dealing (if any)

Class of relevant security:                                           Ordinary 10p

                                                    Interests                        Short positions
                                              Number                 %            Number             %
(1) Relevant securities owned                4,740,367              0.27%
    and/or controlled:
(2) Derivatives (other than
    options):
(3) Options and agreements to
    purchase/sell:
                                       4,740,367   0.27%
   TOTAL:
     Movement includes a TRANSFER OUT of 4,505 units with voting rights. Please note that the
     holdings include 9,125 units of ADR.

       All interests and all short positions should be disclosed.

       Details of any open derivative or option positions, or agreements to purchase or sell relevant securities,
       should be given on a Supplemental Form 8 (Open Positions).
                                                                                                                2

(b)        Rights to subscribe for new securities (including directors’ and other executive
           options)

 Class of relevant security in relation to
 which subscription right exists:
 Details, including nature of the rights
 concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

       Class of relevant           Purchase/sale           Number of securities            Price per unit
           security
           Ordinary                      Sale                     14,000                     4.19 GBP


(b)        Derivatives transactions (other than options)

         Class of           Product               Nature of dealing           Number of       Price per unit
         relevant          description          e.g. opening/closing a        reference
         security           e.g. CFD              long/short position,        securities
                                                increasing/reducing a
                                                   long/short position


(c)        Options transactions in respect of existing securities

(i)        Writing, selling, purchasing or varying

  Class of       Product           Writing,       Number of    Exercise       Type       Expiry      Option
  relevant      description      purchasing,      securities   price per       e.g.       date       money
  security        e.g. call        selling,        to which       unit      American,                 paid/
                   option        varying etc.       option                  European                received
                                                    relates                    etc.                  per unit




(ii)       Exercising

       Class of relevant        Product description        Number of securities         Exercise price per
           security                e.g. call option                                            unit



(d)        Other dealings (including subscribing for new securities)

      Class of relevant             Nature of dealing                    Details           Price per unit (if
          security            e.g. subscription, conversion                                  applicable)



The currency of all prices and other monetary amounts should be stated.
                                                                                                       3

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant
security dealt in.

4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal
 or informal, relating to relevant securities which may be an inducement to deal or refrain
 from dealing entered into by the person making the disclosure and any party to the offer or
 any person acting in concert with a party to the offer:
 If there are no such agreements, arrangements or understandings, state “none”




(b)     Agreements, arrangements or understandings relating to options or derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the
 person making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any
      derivative is referenced:
 If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

 Is a Supplemental Form 8 (Open Positions) attached?                                         No




  Date of disclosure:                                       23.02.2018

  Contact name:                                           Vimbai Phiri

  Telephone number:                                      0207 002 7459



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market
Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements
on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Corporate and Investment Banking

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